Guidance Notes – Canadian Energy Regulator Regulations for Pipeline Damage Prevention
Canadian Energy Regulator Pipeline Damage Prevention Regulations
– Authorizations
Canadian Energy Regulator Pipeline Damage Prevention Regulations
– Obligations of Pipeline Companies
April 2020
Updated September 2020
Version 2.0
Table of Contents
List of Abbreviations and References
Part I – Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations
Interpretation
General Provisions
- Section 2 – Prescribed area
- Section 3 – Making a locate request
- Section 4 – Duty to inform
- Section 5 – Designation of temporary prohibition area
Authorization under the Act
Facility
- Section 7 – Authorization – of construction
- Section 8 – Obligations – existing facilities
- Section 9 – Authorization for construction of overhead line
Activity that Causes a Ground Disturbance
- Section 10 – Authorization – ground disturbance activity
- Section 11 – Authorization – activity required for maintenance of facility
Operation of Vehicles or Mobile Equipment across a Pipeline
- Section 12 – Authorization – operation across a pipeline
- Section 13 – Authorization – agricultural activity
Application for Authorization
Transitional Provisions
- Section 15 – Construction or excavation, crossings
- Section 16 – Construction or installation of facility
- Section 17 – Excavation
Interpretation
One-Call Centre
Consent
Obligation to Provide Information
Obligations Following Request to Locate
Obligations Respecting Certain Locations
Inspections
Suspension
Obligation to Report
Records
- Section 12 – Facilities, ground disturbances, crossings
- Section 13 – Duty to make records available
- Section 14 – Lists
Guidelines
Damage Prevention Program
Transitional Provisions
List of Abbreviations and References
CER or Regulator |
Canadian Energy Regulator |
CCGA |
Canadian Common Ground Alliance |
CCGA – Underground Infrastructure Damage Prevention |
CCGA Underground Infrastructure Damage Prevention – Best Practices, October 2018 |
CSA Z663 |
Land use planning in the vicinity of pipeline systems |
CSA Z247 |
Damage Prevention for the Protection of Underground Infrastructure |
CSA Z662 |
Oil and Gas Pipeline Systems |
Filing Manual |
Canada Energy Regulator Filing Manual |
CER Act, the Act |
Canadian Energy Regulator Act |
DPR – Authorizations |
Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations |
DPR – Obligations of Pipeline Companies |
Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies |
DPRs |
Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations and Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies |
NEB Act |
National Energy Board Act (repealed and replaced by the CER Act) |
OERS |
CER’s Online Event Reporting system |
OPR |
Canadian Energy Regulator Onshore Pipeline Regulations |
RoW |
Right-of-way |
Introduction
Under the Canadian Energy Regulator Act (CER Act), the responsibility to prevent pipeline damage is shared between anyone who plans to conduct an activity near a pipeline and the pipeline company. Pipeline companies are required to ensure that people know how to safely conduct activities near pipelines, and people planning activities near pipelines are required to confirm the location of pipelines and meet all conditions for authorization before they start any activities. The Canada Energy Regulator (CER or the Regulator) provides regulatory oversight for both, and must create the conditions necessary to hold persons and companies accountable for carrying out these responsibilities. The CER’s compliance verification, compliance promotion and enforcement activities support this framework and are used to promote safety and environmental protection.
The Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations (DPR – Authorizations), and Canadian Energy Regulator Pipeline Damage Prevention Regulations– Obligations of Pipeline Companies (DPR – Obligations of Pipeline Companies) (together, the DPRs) apply to any CER-regulated pipeline company and to any person planning or undertaking an activity near a CER-regulated pipeline.
These Guidance Notes are provided to assist interested parties in understanding the requirements of the DPRs. The regulations are provided in a text box at the beginning of each section, followed by guidance pertinent to the section of the DPRs cited.
The Guidance Notes are not a substitute for the CER Act or any regulations made thereunder including the DPRs, or any other applicable legislation or standards enforced by the CER or which the CER audits companies against. To achieve or evaluate compliance with the DPRs, reference should be made to the regulations themselves, and reliance should not be placed on these Guidance Notes. To the extent there is any inconsistency between these Guidance Notes and the CER Act or its regulations, or any other applicable legislation or standards, the legislation and standards are paramount.
The CER’s compliance activities for CER-regulated companies include conducting compliance assessment meetings, inspections and audits to review a company’s compliance with the CER Act and related regulations. The CER also conducts inspections of activities involving the construction of a facility in the vicinity of a CER-regulated pipeline, a ground disturbance within 30 metres of the pipe or crossing of the pipeline with a vehicle or mobile equipment, unless within the travelled portion of a highway or public road. The CER conducts compliance and enforcement activities, and may issue administrative monetary penalties under the Administrative Monetary Penalties Regulations (National Energy Board).
The purpose of the DPRs is to ensure the safety of all persons living or working near pipelines. The regulations provide a framework to allow activities near pipelines to occur if they can be conducted safely.
Transition from National Energy Board to Canada Energy Regulator
On 28 August 2019 the CER Act came into force, replacing the National Energy Board Act (NEB Act). The CER Act introduces a modern governance structure with clear separation between key functions:
- An independent Commission, headed by a Lead Commissioner, to adjudicate projects (i.e., hearings)
- A Board of Directors, led by a Chair, to provide strategic oversight
- A Chief Executive Officer, accountable for leading the organization and delivering results
Every decision or order made by the National Energy Board (NEB) is considered to have been made under the CER Act and may be enforced as such. Every certificate, license or permit issued by the NEB is considered to have been issued under the CER Act. Those instruments remain in force for the remainder of the period during which they would have been in force had the CER Act not come into force.
Regulations made under the NEB Act remain in force under the CER Act until they are repealed or others made in their stead, as per the Interpretation Act. Updates to regulations are being implemented through a phased approach. The DPRs were amended in 2020. The CER “Acts and Regulations” web page will be regularly updated with opportunities to provide feedback on regulatory development and notifications of regulatory changes.
The CER is committed to continual improvement of the regulatory framework for pipeline damage prevention. Should you have any questions or feedback on these Guidance Notes, please send them to DPinfo@cer-rec.gc.ca.
Terms and Definitions
The following terms are defined in the CER Act:
Pipeline |
Means a line – including all branches, extensions, tanks, reservoirs, storage or loading facilities, pumps, racks, compressors, interstation communication systems, real or personal property, or immovable or movable, and any connected works – that connects at least two provinces or extends beyond the limits of a province, Sable Island or an area referred to in paragraph (c) of the definition designated area in section 368 and that is used or is to be used for the transmission of oil, gas or any other commodity. It does not however include a sewer or water pipeline that is used or is to be used solely for municipal purposes. |
Ground disturbance |
Ground disturbance means a ground disturbance other than one that:
|
Other terms appearing in the DPRs and the Guidance Notes:
Depth of cover |
The depth of soil measured from the top of the pipeline to the ground surface. |
Locate (verb) |
The process by which locators use electromagnetic fields, signals, or other methods, together with the information provided by the owner of the underground infrastructure, to identify the location of that underground infrastructure (CSA Z247). |
Locate (noun) |
The provision of location information by an underground facility owner (or their agent) in the form of ground surface markings and facility location documentation such as drawings, mapping, numeric descriptions or other written documentation (CCGA – Best Practices). |
Locate request |
A communication between a person proposing to excavate or disturb the ground at a particular location and a one-call centre, the pipeline company or their agent in which a request for locating underground facilities is processed. |
Locator |
A person who has been qualified by the pipeline company to perform a locate and issue a locate form to the party proposing to engage in the construction or activity. |
Marking |
Activities involved in visibly identifying the location of buried facilities through means of temporary flags, spray paint or other appropriate means. |
Person |
The term “any person” as stated in the DPRs includes, but is not limited to: a landowner, resident, tenant, excavator, contractor, business, association and pipeline companies and their agents. |
Right-of-way (RoW) |
The strip of land acquired for which a pipeline company has obtained the rights for the construction and operation of the pipeline. Figure 1 in section 2 provides a graphical depiction of a right of way. |
Part I – Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations
Interpretation
Section 1 – Definitions
1 The following definitions apply in these Regulations.
Act means the Canadian Energy Regulator Act. (Loi)
Commission means the Commission referred to in subsection 26(1) of the Act. (Commission)
facility means any structure, highway, private road, railway, irrigation ditch, drain, drainage system, sewer, dike, telephone line, telegraph line, telecommunication line, line for the transmission of electricity or pipe for the transmission of hydrocarbons or any other substance. (installation)
offshore area means the submarine areas adjacent to the coast of Canada. (zone extracôtière)
overhead line means a facility that is an above-ground telephone, telegraph, telecommunication or electric power line or any combination of those lines. (ligne aérienne)
pipe means a pipe that is part of a pipeline and that is used or is to be used for the transmission of hydrocarbons or any other commodity. (conduite)
working day means any day that is not a Saturday or a Sunday or other holiday. (jour ouvrable)
Guidance
Facility
The CER Act prohibits construction of a facility across, on, along or under a pipeline, including the placement of a facility on the pipeline, unless authorized through the DPRs or a CER order. The DPR – Authorizations establish the requirements for authorization for the facilities listed in the definition. The facility owner must meet the conditions set out in section 7 of the DPR – Authorizations, which includes obtaining written consent from the pipeline company for constructing a facility across, on, along or under a pipeline.
Pipe – difference between “pipe” and “pipeline”
The definition of pipeline in section 2 of the CER Act encompasses everything related to the pipeline, with all real property, which includes the RoW. When the word pipeline is used, it includes the pipe and the RoW (when applicable). The word “pipe” refers to the specific conduit through which hydrocarbons and other commodities are transported.
Working day
“Working day” provides that the time periods provided in regulations are working days regardless of province, as statutory holidays may differ from province to province.
General Provisions
Section 2 – Prescribed area
2 For the purposes of subsection 335(1) of the Act, the prescribed area means a strip of land measured 30 m perpendicularly on each side from the centreline of a pipe.
Guidance
Under the CER Act, engaging in an activity that causes a ground disturbance within this area is prohibited unless authorized through the DPRs or a CER order. The DPR – Authorizations provide that this area extends 30 metres perpendicularly in both directions from the centreline of a pipe to ensure:
- the protection of pipelines from damage that may result from activities causing ground disturbance; and
- the safety of all persons living or working near the pipeline.
Figure 1 provides a graphical depiction of the area where the regulations apply for activity causing ground disturbances. The depiction of the RoW in Figure 1 is an example; RoWs may vary in size and may be larger than the prescribed area.
Figure 1 – Prescribed Area
Section 3
Locate request – person
3 (1) Subject to subsection (2), any person that intends to construct a facility across, on, along or under a pipeline or engage in an activity that would cause a ground disturbance within a prescribed area must make a locate request in the following manner at least three working days before the day on which the construction or activity is to start:
- (a) to a one-call centre if the intended construction or activity is within an area where a one-call centre exists; or
- (b) to the pipeline company directly if the intended construction or activity is not within an area where a one-call centre exists.
Locate request – pipeline company
(2) Any pipeline company that intends to construct a facility across, on, along or under its pipeline or engage in an activity that would cause a ground disturbance within a prescribed area must make a locate request to a one-call centre at least three working days before the day on which the construction or activity is to start if the intended construction or activity is within an area where a one-call centre exists.
Emergency
(3) In the case of an unexpected situation that could endanger life or cause substantial property or environmental damage that requires immediate action, the three-day period set out in subsections (1) and (2) does not apply and the locate request must be made as soon as possible before the construction or activity starts.
One-call centre
(4) A one-call centre is an organization that, for the purposes of protecting the underground infrastructures of its members from damage and ensuring public safety,
- (a) receives locate requests from within a defined geographical area; and
- (b) notifies its members that may be affected by any proposed construction or any proposed activity that would cause a ground disturbance and that are the subject of a locate request of that construction or activity.
Guidance
Locate request – person
Any person that intends constructing a facility or engage in activity that causes a ground disturbance activity in the areas where the regulations apply must make a locate request for each proposed site by contacting the one-call centre in their area. Where a one-call centre does not exist, the pipeline company must be contacted directly. In addition, the person undertaking the facility construction or a ground disturbance activity is responsible for ensuring that the locate request has been made, so that all buried facilities have been identified and their location marked.
The national web portal for making a locate request anywhere in Canada is: Click Before You Dig. Appendix 2 provides contact information for one-call centres across Canada.
The locate request must be made at least three (3) working days before the day on which the facility construction or the activity causing a ground disturbance is planned to start:
- Day 1 – First day of a request
- Day 2, 3 and 4 – Timeline of 3 workdays
- Day 5 – First day of construction or ground disturbance activity
Written consent
Obtaining written consent from the pipeline company for the construction or activity is mandatory (DPR – Authorizations, sections 7 and 10). Prior to making the locate request, a person planning the activities must contact the pipeline company directly. It may take up to 10 working days (subsection 3(1) of the DPR – Obligations of pipeline companies). Once written consent is received, a locate request can be made to the one-call centre. If there is no one-call centre for the area, the person must call the pipeline company again for the purposes of the locate request.
Following a locate request
After making the locate request, the pipeline company’s locator will come to the work site to conduct the locate, mark the pipe, and provide a locate report. The locator will identify the location of the pipe by using locate equipment and information such as georeferenced maps provided by the pipeline company.
Pipeline companies providing locate reports must follow the requirements in DPR – Obligations of Pipeline Companies, section 6. Within (3) three working days after the day on which the locate request was made, the pipeline company must:
- inform the person, in writing, of safety practices to be followed while working in the vicinity of its pipes, and, in case of a ground disturbance, within the prescribed area;
- mark the location of its pipes within the vicinity of the proposed facility or the prescribed area at maximum intervals of 10 metres along each pipe using markings that are clearly visible and distinct from any other markings that may be in the vicinity of the proposed facility or the prescribed area; and
- provide information to the person that clearly explains the significance of the markings.
The information about the location of the pipeline is provided in a locate report, which shows the location of the pipe and associated facilities. The locate report includes a sketch showing the horizontal alignment of the located pipe and associated facilities, and the position relative to readily identifiable objects. The locate report contains safety information about what needs to be done to prevent damage to the pipe or associated facilities. The surface markings made by the locator identify the horizontal alignment of the pipe. Locators communicate the meaning of markings and the information on the locate report to the person planning to conduct the ground disturbance.
Surface Markings
Companies should mark the horizontal alignment of their buried facilities using combinations of colour coded surface marks, temporary stakes or flagging. Where possible, markings should indicate the name, initials or logo of the pipeline company that owns or operates the line.
Stakes or markings may disappear or be displaced. Where delays occur beyond the specified period stated in the locate report or where the locate markings become unclear, a new locate must be requested by the person undertaking the construction or activity.
If the surface over the pipe or facilities is to be removed or excavated, supplemental offset markings should be used to clearly indicate the horizontal alignment of the pipe or facilities as determined through the locate.
The colours used to temporarily mark the horizontal alignment of underground facilities should be consistent with the Canadian Common Ground Alliance (CCGA) Best Practice, section 3-3 Colour Code.
Marking the location of the proposed activity
Prior to undertaking any activity causing a ground disturbance, it is a good practice to mark out the location or boundary of all proposed activities using markings which are visible and which may be maintained until such time as the ground disturbance is complete. Activities associated with the ground disturbance would not proceed beyond the limits of the markings.
Conducting the activity
The person conducting the construction or ground disturbance activity must ensure that it is carried out in accordance with the requirements outlined in sections 7 and 10 below, including the technical details contained in the pipeline company’s written consent. The person must comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed while carrying out the construction or activity.
Locate request – pipeline company
Pipeline companies are required to make a locate request prior to any facility construction or ground disturbance activity so that all owners of infrastructure are aware of the planned work near their facilities.
Emergency
Where an emergency situation requiring an unplanned activity causing a ground disturbance or construction of a facility makes it impossible to contact the one-call centre or pipeline company three days in advance, the locate request must be made as soon as possible before the construction or activity starts. In such circumstances, pipeline companies are expected to locate the pipeline as soon as possible. Examples of emergency situations are natural or human-made disaster situations, such as floods or fires, and include requests made to facilitate the restoration of essential public services.
Failing to properly plan a ground disturbance activity or forgetting to make the locate request in a timely manner is not considered an emergency.
One-call centre
One-call centres provide notification to buried infrastructure facility owners registered with the one-call centre of proposed activities causing ground disturbance near their buried infrastructure. All companies regulated by the CER are required to register their buried facilities with one-call centres, where they exist.
Did You Know?
You can access the nearest one-call centre to make a locate request anywhere in Canada at Click Before You dig
Always contact the one-call centre before undertaking a ground disturbance.
Click or Call Before You Dig!
Section 4 – Duty to inform
4 Any person that intends to construct a facility across, on, along or under a pipeline, engage in an activity that would cause a ground disturbance within a prescribed area or operate a vehicle or mobile equipment across a pipeline must, before the construction, activity or operation is to start, inform all persons working on their behalf, including employees, contractors and subcontractors, of their obligations under these Regulations.
Guidance
Damage prevention is a shared responsibility. The intent of this clause is to facilitate communication between all parties to make sure that everyone is aware of the presence of a pipeline in the project area, and of the requirement to follow the DPR – Authorizations.
When municipalities and developers have projects that are within the prescribed area of a federally regulated pipeline, the request for bids and the contracts should advise that there is a federally regulated pipeline in the work area and that all work must be done in accordance with the DPR – Authorizations.
Landowners or land users hiring contractors are to communicate that there is a pipeline on the land and the requirements under the DPR – Authorizations, including the requirement to contact the one-call centre.
Section 5 – Designation of temporary prohibition area
5 If a pipeline company, after having received a locate request from a person that intends to engage in an activity that would cause a ground disturbance within a prescribed area, designates an area that is situated in the vicinity of a pipeline and that may extend beyond the prescribed area as a prohibition area, the ground disturbance is prohibited within the area during the period referred to in subsection 335(7) of the Act.
Guidance
The temporary prohibition area differs from and should not be confused with the prescribed area, which is 30 metres measured from the centreline on either side of the pipe. A temporary prohibition area may be designated by the pipeline company in the vicinity of the pipeline and may extend beyond the 30 metre prescribed area.
There may be situations where a ground disturbance activity outside of the prescribed area may pose a potential hazard to the pipe. When a temporary prohibition area is designated, no ground disturbance activity may be performed in this area until
- the end of the third working day after the day on which the request is made; or
- at any later time that is agreed to between the pipeline company and the person making the request.
Confirm with the company representative that the company’s pipeline in the area has been marked by the locator and that you understand the meaning of the various stakes and markings.
A misunderstanding could cause you to damage a pipe, endangering your own life and that of others.
Authorization under the Act
Section 6 – Pipeline company
6 For the purposes of subsection 335(1) and paragraph 335(2)(a) of the Act and despite sections 7 and 9 to 13 of these Regulations, the construction of a facility – in an area other than an offshore area – across, on, along or under a pipeline, an activity – in an area other than an offshore area – that would cause a ground disturbance within a prescribed area and the operation of a vehicle or mobile equipment across a pipeline is authorized if the pipeline company that intends to carry out the construction, activity or operation
- (a) is authorized to carry out the construction, activity or operation under the Act;
- (b) makes a locate request in accordance with section 3; and
- (c) if another pipeline company receives the locate request, the pipeline company that made the locate request obtains from the other pipeline company the information that is referred to in paragraphs 6(1)(a) and (c) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies.
Guidance
This section provides specific requirements for a pipeline company planning to conduct an activity causing a ground disturbance within a prescribed area, construct a facility near a pipeline, or operate a vehicle or mobile equipment across the pipeline.
The requirements include authorization under other CER Act authorizations (e.g. certificates or orders) for conducting construction or activities causing ground disturbance, or for crossing the pipeline. If the pipeline company is planning construction or an activity causing a ground disturbance, the company must make a locate request. If the pipeline where the work is to be done does not belong to the requesting company, the pipeline must be marked and the markings explained to the company intending to carry out the construction or activity.
Satisfaction of the requirements outlined in section 6 does not in any way preclude the need to comply with the other requirements outlined in the CER Act or related regulations or orders.Facility
Section 7
Authorization – of construction
7 (1) For the purposes of subsection 335(1) of the Act, the construction of a facility – in an area other than an offshore area – across, on, along or under a pipeline, other than the construction of an overhead line referred to in section 9, is authorized if the person that intends to construct the facility
- (a) obtains the pipeline company’s written consent;
- (b) makes a locate request in accordance with section 3; and
- (c) obtains from the pipeline company the information that is referred to in paragraphs 6(1)(a) and (c) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies.
Suspension
(2) If the consent is suspended by the Commission, or by the pipeline company in accordance with subsection 10(1) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies, the authorization is suspended and the construction must cease for the duration of the suspension of the consent.
Measures
(3) Any person that is undertaking the construction of a facility must comply with the following measures:
- (a) ensure that the construction is carried out in accordance with the technical details that are set out in the person’s request for consent and that have been accepted by the pipeline company, as well as with the conditions set out in the pipeline company’s consent;
- (b) ensure that the construction is completed within two years after the day on which the consent was obtained, unless the pipeline company and the person agree on another time period that is set out in the consent;
- (c) comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed while carrying out the construction in the vicinity of a pipe and that relate to the pipeline’s safety and security;
- (d) if interference with or alteration of a pipe becomes necessary, obtain the pipeline company’s written consent to interfere with or alter the pipe;
- (e) carry out any construction that involves the interference with or alteration of a pipe under the pipeline company’s supervision; and
- (f) immediately notify the pipeline company of any contact with a pipe or its coating during the construction
Guidance
Under the CER Act, construction of a facility across, on, along or under a pipeline is prohibited unless authorized through the DPRs or through a Commission order. The DPR – Authorizations establish the requirements for authorization and outline the types of facilities that will require such authorization.
Constructing a facility includes the placement of a facility on the pipeline. Placing or storing equipment (mobile or otherwise), outbuildings, skating rinks, swimming pools, sheds, gazebos, woodpiles, berms or any other structure on the RoW requires written consent from the pipeline company to ensure that the facility will not negatively affect the integrity of the pipe or impede access for maintenance or emergency response.
A person planning to construct a facility across, on, along or under a pipeline must contact the pipeline company to obtain written consent. The safety measures set out in subsection 7(3) of the DPR – Authorizations must be met.
The pipeline company has 10 working days to inform a person requesting consent to construct a facility whether consent is granted or refused (DPR – Obligations of Pipeline Companies, subsection 3(1)). Should the pipeline company refuse to provide its consent, the pipeline company will provide the person making the request with the reasons for its denial.
The person planning the construction must make a locate request to a one-call centre, or to the pipeline company directly where one-call centres do not exist (DPR – Authorizations, section 3). The locate request must be made at least three working days before the day on which the construction of the facility is to start. The pipeline company must: locate its pipe; place surface markings to identify its location; and provide the safety practices to be followed (in a written format) and information that clearly explains the significance of the markings to the person planning to construct a facility (DPR – Obligations of Pipeline Companies, subsection 6(1)).
If the locate markers are removed or become obliterated, a new locate request must be made.
Written consent
The impacts of the proposed construction need to be assessed by the pipeline company to ensure that the construction will not pose a risk of damage to the pipeline. The consent must be provided in a written form, and must contain the conditions necessary for the protection of property and the environment, the safety and security of the public and of the company’s employees or the pipeline’s safety and security.
Safety measures
Written consents for construction should address the following, including measures set out in subsection 7(3) and obligations set out in section 8 of the DPR – Authorizations:
- an acknowledgement that the person planning the construction accepts that the work will be carried out in accordance with the technical details set out in the person’s request for consent and that have been accepted by the pipeline company, as well as with the conditions set out in the pipeline company’s consent;
- a provision that the work will be completed within two years after the day on which consent was obtained, unless the pipeline company and the person agree on another time period, as written in the consent;
- requirements for locates and exposure of the pipe;
- contact information and notification requirements for the work and in case of emergency;
- inspection requirements for the pipeline company;
- specific permission for any interference or alteration of a pipe and a requirement that such interference or alteration must be done under the pipeline company’s supervision;
- methods and procedures to be taken to protect the pipe from damage during construction of the facility;
- requirements for the notification of the pipeline company of any contact with the pipeline company’s pipe or its coating;
- maintenance provisions and access requirements; and
- notification requirements for the abandonment of the facility.
When a pipeline company assesses the impact of the proposed construction and determines that the activity may pose a risk to its pipeline, the pipeline company may be required to take necessary steps to ensure the safety of its pipeline, such as:
- requiring the construction of specialized crossings or the provision of crossings for the movement of vehicles or mobile equipment over pipelines;
- use of monitoring devices such as accelerometers to measure the effects of vibration loading on the pipeline; or
- requiring or providing shoring for excavations where subsidence could damage the pipeline.
No construction activity having the potential to damage a pipeline shall proceed until such time as the continued safe operation of the pipeline can be assured by the pipeline company.
After written consent is obtained, and work is to start, the person must comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed while carrying out the construction in the vicinity of a pipe. This includes stopping the work if it may impair the pipeline’s safety or security.
Amendment or addition of safety conditions
At any time during the construction of a facility, the pipeline company may add conditions or amend the conditions referred to in subsection (2) if it determines that additions or amendments are necessary to ensure the pipeline’s safety and security (DPR – Obligations of Pipeline Companies, subsection 3(3)).
Suspension
As provided in section 10 of the DPR – Obligations of Pipeline Companies, the pipeline company may suspend the consent that it granted to construct a facility if the person carrying out the construction of a facility does not comply with the technical details, conditions or instructions referred to in paragraphs 7(3)(a) and 7(3)(c) of the DPR – Authorizations, or work practices might impair the pipeline’s safety or security.
If the pipeline company suspends consent for the construction of a facility, or the Commission orders the work to stop, all work must stop until such time as the conditions causing the suspension are resolved and consent is given to proceed with the construction.
Any work done when the consent is suspended is unauthorized and is reportable to the CER under section 11 of the DPR – Obligations of Pipeline Companies and subject to compliance and enforcement measures, which may include administrative monetary penalties or prosecution.
Application to Regulator for authorization
If consent to construct a facility is denied by the pipeline company, or the person cannot comply with the applicable measures in subsection 7(3), an application can be filed in writing to the Regulator. For guidance on how to make an application, see section 14 of DPR – Authorizations in this document.
Section 8 – Obligations – existing facilities
8 The owner of a facility that is constructed – in an area other than an offshore area – across, on, along or under a pipeline must
- (a) maintain the facility in a state of good repair compatible with the pipeline’s safety and security;
- (b) immediately correct any deterioration in the facility on being so notified in writing by the pipeline company under subsection 9(1) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies;
- (c) notify the pipeline company, in writing, of any proposed abandonment or removal of the facility; and
- (d) remove or alter the facility or part of the facility that could adversely affect the pipeline’s safe and efficient operation or that could jeopardize property and the environment and the safety and security of the public and of the pipeline company’s employees.
Guidance
If you are the owner of the facility that is constructed across, on, along or under a pipeline, you must maintain the facility in good condition so that it will not impact the safety of the pipeline. This remains your responsibility until you can show that someone else has taken over the ownership of the facility, or until it has been removed or abandoned in a manner that is does not adversely affect the pipeline’s safety and security or jeopardize property and the environment and the safety and security of the public and of the pipeline company’s employees.
Facility owners must contact the one-call centre or the pipeline company directly prior to any maintenance activities that could cause a ground disturbance in the prescribed area; for further information regarding requirements for maintenance activities, see section 11 of DPR – Authorizations.
You must consider whether authorization requirements have been met when performing additional activities that would not have been contemplated in the original authorization of the construction of the facility. For example, for above grade facilities, consideration should be given to whether the placement of heavy materials on the pipeline would constitute the construction of a facility, which would require further consent of the pipeline company.
If you decide to remove or abandon the facility, you must notify the pipeline company in writing before doing so. You must also remove or alter your facility if it is determined that it could adversely affect the safe and efficient operation of the pipeline. The CER may require you to remove or alter your facility if it determines that it is necessary. When removing your facility, any ground disturbance required would have to be authorized. If you are abandoning your facility, the pipeline company may require that you take precautions to ensure that deterioration of the facility does not become a hazard to the safety of the pipe.
Section 9
Authorization for construction of overhead line
9 (1) For the purposes of subsection 335(1) of the Act, the construction of an overhead line across a pipeline – in an area other than an offshore area – is authorized if the person that intends to construct the overhead line
- (a) makes a locate request in accordance with section 3;
- (b) confirms with the pipeline company that all of the pipeline company’s pipes in the vicinity of the construction have been marked; and
- (c) obtains from the pipeline company the information that is referred to in paragraphs 6(1)(a) and (c) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies.
Measures
(2) Any person that is undertaking the construction of an overhead line across a pipeline must comply with the following measures:
- (a) construct the overhead line in accordance with any applicable provincial and federal law;
- (b) if the pipeline is patrolled by aircraft and if the overhead line poses a risk to the aircraft, install and maintain aerial warning devices; and
- (c) not construct or place any kind of pole, pylon, tower, guy, anchor or supporting structure across, on, along or under the pipeline.
Guidance
While consent of the pipeline company is not required to construct an overhead line across a pipeline (assuming that ground disturbances do not occur in the prescribed area or that the construction does not involve vehicle or mobile equipment crossing), a person constructing an overhead line across the pipeline RoW must, prior to construction: obtain from the pipeline company the safety practices to be followed while working in the vicinity of its pipes; must make a locate request; and must wait for the pipeline company to mark their pipeline and explain the significance of those markings.
Any person undertaking the construction of an overhead line across a pipeline must also comply with the applicable federal and provincial laws for the construction of the overhead lines. Ground to wire clearances are determined by a number of factors addressed in applicable codes and standards for the construction of overhead lines.
Aerial warning devices must be installed and maintained by the person constructing the overhead line where it crosses the pipeline, if the pipeline is patrolled by aircraft, for the safety, security and protection of persons, property and environment.
Poles, pylons, towers, guys, anchors or supporting structures must not be constructed or placed across, on, along or under the pipeline. If a third party proposes to place such structures on the pipeline RoW, separate authorization must be obtained in accordance with the procedures outlined in the other sections of the DPR – Authorizations, including section 7 and section 10.
Activity that Causes a Ground Disturbance
Section 10
Authorization – ground disturbance activity
10 (1) For the purposes of subsection 335(1) of the Act, any activity – in an area other than an offshore area – that would cause a ground disturbance within the prescribed area, other than an activity referred to in section 11, is authorized if the person that intends to engage in the activity
- (a) obtains the pipeline company’s written consent;
- (b) makes a locate request in accordance with section 3; and
- (c) obtains from the pipeline company the information that is referred to in paragraphs 6(1)(a) and (c) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies.
Suspension
(2) If the consent is suspended by the Commission, or by the pipeline company in accordance with subsection 10(1) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies, the authorization is suspended and the activity must cease for the duration of the suspension of the consent.
Measures
(3) Any person that is engaged in an activity that causes a ground disturbance within the prescribed area must comply with the following measures:
- (a) ensure that the activity is carried out in accordance with the technical details that are set out in the person’s request for consent and that have been accepted by the pipeline company, as well as with the conditions set out in the pipeline company’s consent, including the conditions respecting directional drilling or the use of explosives;
- (b) ensure that the activity is completed within two years after the day on which the consent was obtained, unless the pipeline company and the person agree on another time period that is set out in the consent;
- (c) not undertake mechanical excavation that would cause a ground disturbance within the prescribed area within 3 m of a pipe, unless
- (i) if the excavation runs parallel to the pipe, the pipe has been exposed by hand at sufficient intervals to confirm the pipe’s location or the pipeline company has used a method that would permit it to confirm the pipe’s exact location and has informed the person of that location,
- (ii) if the excavation crosses the pipe, the pipe has been exposed by hand at the point of crossing or the pipeline company has used a method that would permit it to confirm the pipe’s exact location, has informed the person of that location and has confirmed that the pipe is at least 60 cm deeper than the proposed excavation, and
- (iii) if ground conditions render it impractical to locate the pipe using any of the methods set out in subparagraphs (i) and (ii), the pipeline company directly supervises any excavation;
- (d) comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed during the activity and that relate to the pipeline’s safety and security;
- (e) if interference with or alteration of a pipe becomes necessary, obtain the pipeline company’s written consent to interfere with or alter the pipe;
- (f) carry out any activity that involves the interference with or alteration of a pipe under the pipeline company’s supervision;
- (g) immediately notify the pipeline company of any contact with a pipe or its coating during the activity; and
- (h) unless otherwise agreed on by the pipeline company and the person that is engaged in the activity, notify the pipeline company at least 24 hours before backfilling over a pipe.
Guidance
Under the CER Act, activities causing ground disturbance in the prescribed area are prohibited unless authorized by the DPRs or a Commission order.
Under section 2 of the CER Act, ground disturbance, in relation to a pipeline, means a ground disturbance other than one that:
- is caused by any activity that is specified in the orders or regulations made in respect of pipelines under section 335 or made in respect of international or interprovincial power lines under section 275;
- is caused by cultivation to a depth of less than 45 cm below the surface of the ground; or
- is caused by any other activity to a depth of less than 30 cm and that does not result in a reduction of the earth cover over the pipeline to a depth that is less than the cover provided when the pipeline was constructed.
Depth of cover
Depth of cover is the depth of the soil measured from the top of the pipe to the ground surface. Pipeline companies survey their pipelines periodically to assess depth of cover. When a person is planning a ground disturbance activity near a pipeline, they must contact the pipeline company for consent and the pipeline company must provide the information necessary for the person to plan and safely undertake the activity, including information about adequate depth of cover. If the proposal involves an activity that is less than 30 cm deep but involves the removal of earth cover over the pipeline, the pipeline company should be contacted to determine whether the depth of cover will be adequate for the activity to fit within the exclusions provided in the CER Act.
Types of ground disturbance activities
Any activity resulting in a disturbance or displacement of soil or ground cover can be a ground disturbance under the CER Act if they do not fall within the above-referenced exclusions. Activities causing ground disturbance can include, but are not limited to, the following:
- digging
- excavation
- trenching
- ditching
- tunnelling
- boring/drilling/pushing
- augering
- topsoil stripping
- land levelling/grading
- plowing to install underground infrastructure
- tree planting
- clearing and stump removal
- subsoiling
- blasting/use of explosives
- quarrying
- grinding and milling of asphalt/concrete
- seismic exploration
- driving fence posts, bars, rods, pins, anchors, or pilings
- crossing of buried pipelines or other underground infrastructure by heavy loads off the travelled portion of a public roadway
Ref. CSA Z247
Activities causing ground disturbance in the prescribed area
A person planning to conduct an activity causing a ground disturbance in the prescribed area must contact the pipeline company and obtain written consent. The safety measures set out in subsection 10(3) of the DPR – Authorizations must be met.
The pipeline company has 10 working days to inform a person requesting consent to undertake an activity causing a ground disturbance whether it consents to the activity (DPR – Obligations of Pipeline Companies, subsection 3(1)). Should the pipeline company refuse to provide consent, the pipeline company will provide the person making the request with the reasons for its denial.
The person planning the activity causing a ground disturbance must make a locate request to a one-call centre, or to the pipeline company directly where one-call centres do not exist (DPR – Authorizations, section 3). The locate request must be made at least three working days before the day on which the ground disturbance activity is to start. The pipeline company must locate its pipe; place surface markings to identify its location; and provide the safety practices to be followed (in a written format) and information that clearly explains the significance of the markings to the person planning to conduct a ground disturbance (DPR – Obligations of Pipeline Companies, subsection 6(1)).
If the locate markers are removed or become obliterated, a new locate request must be made.
Ground disturbance activities must not take place outside the area covered by the locate request without first obtaining a further locate from the one-call centre or the pipeline company directly.
The CSA Z247 or the CCGA’s Underground Infrastructure Damage Prevention – Best Practices, provide additional guidance for planning activities causing ground disturbance.
Written consent
The impacts of the proposed activity causing a ground disturbance need to be assessed by the pipeline company to ensure that the activity will not pose a risk of damage to the pipeline. The consent must be provided in a written form, and must contain the conditions necessary for the protection of property and the environment, the safety, security and protection of persons, property and environment.
Safety measures
Written consents for activities causing ground disturbance should address the following, including measures set out in subsection 10(3):
- an acknowledgement that the person planning the ground disturbance activity accepts that the work will be carried out in accordance with the technical details set out in the person’s request for consent and that have been accepted by the pipeline company, as well as with the conditions set out in the pipeline company’s consent;
- a provision that the work will be completed within two years after the day on which consent was obtained, unless the pipeline company and the person agree on another time period, as written in the consent;
- requirements for locates and exposure of the pipe;
- contact information and notification requirements for the work and in case of emergency;
- inspection requirements for the pipeline company;
- methods and procedures to be taken to protect the pipe from damage when conducting the ground disturbance activity;
- requirements for the notification of the pipeline company of any contact with the pipeline company’s pipe or its coating.
When a pipeline company assesses the impact of a proposed activity and determines that the activity may pose a risk to its pipeline, the pipeline company may be required to take necessary steps to ensure the safety of its pipeline, such as:
- requiring the construction of specialized crossings or the provision of crossings for the movement of vehicles or mobile equipment over pipelines;
- use of monitoring devices such as accelerometers to measure the effects of vibration loading on the pipeline; or
- requiring or providing shoring for excavations where subsidence could damage the pipeline.
No activity having the potential to damage a pipeline shall proceed until such time as the continued safe operation of the pipeline can be assured by the pipeline company.
After written consent is obtained, and work is to start, the person must comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed while carrying out the ground disturbance activity in the prescribed area. This includes stopping the work if it may impair the pipeline’s safety or security.
Mechanical excavation within 3 metres of a pipe
Mechanical excavation that would cause a ground disturbance within 3 metres of a pipe must not take place until the pipeline company has been notified and measures have been taken by the pipeline company to ensure that the impacts associated with the activity have been appropriately mitigated. This includes ground disturbance activities using trenchless technologies.
No mechanical excavation can take place within 3 metres of the pipe unless the location of the pipe has been determined by exposing by hand or the pipeline company has confirmed the exact location of the pipe and has informed the person carrying out the excavation of that location. Where the exact location cannot be confirmed due to ground conditions, such as excessive depth or frozen ground, the pipeline company must directly supervise the excavation. Where the excavation crosses the pipe, the pipe must be at least 60 cm deeper than the proposed excavation.
These requirements are intended to ensure that the pipe and associated facilities will not be damaged. For additional information on the methods of pipeline exposure, persons planning to undertake a ground disturbance should contact the pipeline company directly.
Generally, the pipeline company will require their representative to be present during all ground disturbance activities within one metre of the pipe. A company representative should also be on site during backfilling. Instructions of the pipeline company’s authorized field representative must be followed during these procedures.
Protection of facilities
The pipeline company must carry out any inspections necessary to ensure the continued safe operation of the pipeline while activities having the potential to damage the pipeline are occurring. This may include:
- witnessing and providing guidance for the exposure of the pipe;
- inspecting any supports or devices used to protect the pipe from damage;
- inspecting the condition of the pipe prior to backfilling; and
- witnessing backfill operations over the pipe until the amount of backfill is sufficient to prevent accidental contact damage to the pipe.
Backfill should not include material that could damage the pipe.
Amendment or addition of safety conditions
At any time during the activity that causes a ground disturbance, the pipeline company may add conditions or amend the conditions referred to in subsection (2) if it determines that additions or amendments are necessary to ensure the pipeline’s safety and security (DPR – Obligations of Pipeline Companies, subsection 3(3)).
Suspension
As provided in section 10 of the DPR – Obligations of Pipeline Companies, the pipeline company may suspend the consent that it granted to conduct an activity causing a ground disturbance within the prescribed area if the person conducting the activity does not comply with the technical details, conditions and instructions referred to in paragraphs 10(3)(a) and 10(3)(d) of the DPR – Authorizations, or work practices might impair the pipeline’s safety or security.
If the pipeline company suspends consent for the construction of a facility, or the Commission orders the work to stop, all work must stop until such time as the conditions causing the suspension are resolved and consent is given to proceed with the activity.
Any work done when the consent is suspended is unauthorized and is reportable to the CER under section 11 of the DPR – Obligations of Pipeline Companies and subject to compliance and enforcement measures, which may include administrative monetary penalties or prosecution.
Application to Regulator for authorization
If consent to undertake a ground disturbance activity is denied by the pipeline company, or the person cannot comply with the applicable measures in subsection 10(3), an application can be filed in writing to the Regulator. For guidance on how to make an application, see section 14 of DPR – Authorizations in this document.
Section 11 – Authorization – activity required for maintenance of facility
11 For the purposes of subsection 335(1) of the Act, any maintenance of an existing facility – in an area other than an offshore area – that causes a ground disturbance within the prescribed area is authorized if the person engaged in the maintenance complies with paragraphs 10(1)(b) and (c) and the measures set out in paragraphs 10(3)(c) to (h).
Guidance
If maintenance of an existing facility in the prescribed area causes a ground disturbance, the person engaged in the maintenance must make a locate request in accordance with section 3 of DPR – Authorizations and obtain the necessary information from the pipeline company, including written safety practices, and an explanation of the markings made as a result of the locate request. If performing mechanical excavation within 3 metres of the pipe, the person engaged in the maintenance must follow the requirements for such excavation outlined in paragraph 10(3)(c); see section 10 of this guidance – Mechanical excavation within 3 metres of a pipe.
The person engaged in the maintenance must also comply with the instructions of the pipeline company’s authorized field representative regarding the procedures that are to be followed during the activity and that relate to the pipeline’s safety and security.
If interference with or alteration of a pipe becomes necessary, the person engaged in the maintenance must obtain the pipeline company’s written consent to interfere with or alter the pipe.
The person engaged in the maintenance must carry out any activity that involves the interference with or alteration of a pipe under the pipeline company’s supervision. As well, the person engaged in the maintenance must immediately notify the pipeline company of any contact with a pipe or its coating during the activity.
Unless otherwise agreed on by the pipeline company and the person that is engaged in the activity, the facility owner must notify the pipeline company at least 24 hours before backfilling over a pipe.
Operation of Vehicles or Mobile Equipment across a Pipeline
Section 12 – Authorization – operation across a pipeline
12 Subject to section 13 and for the purposes of paragraph 335(2)(a) of the Act, the operation of a vehicle or mobile equipment across a pipeline is authorized if the person that intends to operate the vehicle or mobile equipment across the pipeline obtains the pipeline company’s written consent.
Guidance
Under the CER Act, operating a vehicle or mobile equipment across a pipeline is prohibited unless the operation is authorized through the DPRs or a Commission order, or the vehicle or mobile equipment is operated within the travelled portion of a highway or public road. The DPR – Authorizations establish the requirements for authorization for crossing a pipeline.
A person planning to operate a vehicle or mobile equipment across a pipeline, which includes the RoW, must obtain the pipeline company’s written consent. Section 13 provides for when persons involved in agricultural activities are not required to obtain the pipeline company’s written consent.
Safe crossing of buried pipelines involves many factors. The movement of vehicles and mobile equipment over a pipeline increases the stresses on the pipe and, in some cases, may result in damage to the pipeline. The actual stress changes can only be assessed through engineering calculations. The factors that affect pipeline safety can be complex and include the following:
- the depth of cover and soil type;
- the operating stresses experienced by the pipe;
- the pipe materials; and
- the bearing pressure imposed by the static and dynamic loads applied.
Pipeline companies are required to manage vehicle crossings on the pipeline. Their damage prevention programs, as required in the OPR, should identify vehicles that pose a hazard and those that do not pose a hazard to the pipeline, and manage them accordingly. If necessary, the pipeline company may request that the location of the crossing be moved or reinforced in some manner to prevent damage.
A thorough assessment of pipeline safety requires detailed knowledge about ground conditions, design factors and operating characteristics. For these reasons, pipeline companies and landowners or land users need to work together to make crossing assessments.
Application to Regulator for authorization
If consent to operate a vehicle or mobile equipment across a pipeline is denied by the pipeline company, an application can be filed in writing to the Regulator. For guidance on how to make an application, see section 14 of DPR – Authorizations, in this document.
Section 13 – Authorization – agricultural activity
13 (1) For the purposes of paragraph 335(2)(a) of the Act, the operation across the pipeline of a vehicle or mobile equipment that is used to perform an agricultural activity is authorized if the following conditions are met:
- (a) the loaded axle weight and tire pressures of the vehicle or mobile equipment are within the manufacturer’s approved limits and operating guidelines; and
- (b) the point of crossing has not been the subject of a notification under section 7 of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies.
Definition of agricultural activity
(2) In this section, agricultural activity means the production of crops and the raising of animals and includes tillage, plowing, disking, harrowing and pasturing, but does not include the construction of new buildings or impervious areas or the placement of footings, foundations, pilings or posts, including fence posts.
Guidance
Under the CER Act, operating a vehicle or mobile equipment across a pipeline is prohibited unless the operation is authorized by the DPRs or a Commission order, or when the vehicle or mobile equipment is operated within the travelled portion of a highway or public road.
The DPR – Authorizations provide that persons operating vehicles or mobile equipment to perform an agricultural activity across pipelines may do so in low-risk areas, and when the following conditions are met:
- the loaded axle weight and tire pressures of the vehicle or mobile equipment are within the manufacturer’s approved limits and operating guidelines; and
- the point of crossing has not been the subject of a notification in writing from the pipeline company.
This applies to vehicles or mobile equipment used to perform agricultural activities in the production of crops and the raising of animals and includes pasturing and cultivation activities such as tillage, plowing, disking and harrowing. However, this does not apply to activities such as the construction of new buildings or impervious areas or the placement of footings, foundations, pilings or posts, including fence posts.
Pipeline companies have the responsibility to identify the specific locations of the pipeline where operating vehicles or mobile equipment to perform agricultural activity could impair the pipeline’s safety or security. The pipeline company must identify those locations and notify the affected persons in writing of those locations (DPR – Obligations of Pipeline Companies, section 7).
Operating vehicles for agricultural activities and ground disturbance
While crossing a pipeline with a vehicle or mobile equipment used to perform an agricultural activity is authorized if it meets certain conditions, if it is causing a ground disturbance, that ground disturbance activity must also be authorized in accordance with section 10 of the DPR – Authorizations, as described above.
The types of ground disturbance activities that are not prohibited and do not require authorization are:
- cultivation to a depth of less than 45 cm; and
- an activity to a depth of less than 30 cm provided that it does not result in the reduction of earth cover over the pipeline to a depth that is less than the cover provided when the pipeline was constructed (CER Act, section 2).
If anyone conducting agricultural activities is unsure if the planned crossing would jeopardize the safe and secure operation of the pipeline, or personal safety, they should contact the pipeline company before crossing the pipeline with the vehicle or equipment.
Application for Authorization
Section 14 – File application with Regulator
14 (1) A person that intends to construct a facility across, on, along or under a pipeline, engage in an activity that would cause a ground disturbance within the prescribed area of a pipeline or operate a vehicle or mobile equipment across a pipeline may file an application for authorization with the Regulator if
- (a) the construction, activity or operation is not authorized under subsection 7(1), 9(1) or 10(1) or section 11 or 12; or
- (b) the person is unable to comply with the applicable measures set out in subsection 7(3), 9(2) or 10(3).
Service
(2) If a person files an application under subsection (1), that person must serve a copy of the application on the pipeline company that operates the pipeline in question.
Guidance
The pipeline company has 10 working days to inform a person requesting consent to construct a facility, undertake a ground disturbance or cross the pipeline with a vehicle or mobile equipment whether it consents to the construction, activity or crossing (subsection 3(1), DPR – Obligations of Pipeline Companies).
If the pipeline company refuses to provide its consent, the pipeline company will provide the person making the request with the reasons for its denial.
If consent is not obtained or the person making the request cannot comply with the applicable measures set out in subsection 7(3) (constructing a facility), 9(2) (constructing an overhead line) or 10(3) (activity causing a ground disturbance), the person may file an application with the CER. A copy of the application must also be sent to the pipeline company.
If the person has made a request to the pipeline company for the information that is necessary to make an application for authorization with the Regulator, the pipeline company must, within 10 working days after receiving the request, give the person all the information, and provide all reasonable assistance, that is necessary to prepare the application (Section 4, DPR – Obligations of Pipeline Companies).
How to apply for authorization from the Canada Energy Regulator
An application to the Regulator for authorization is a letter or document that should include the location and full details of the proposed activity. The CER’s Filing Manual provides guidance regarding the type of information that would typically be needed for a section 335 application, including information on the purpose and location of the activity, and the rationale for seeking approval from the CER. The applicant is requested to provide as much information as possible about the efforts made to obtain the pipeline company’s consent for the activity prior to making the application, including the reasons given by the pipeline company for withholding its consent.
The Filing Manual can be accessed on the CER website. The Filing Manual is also available from the CER’s Library by calling 1-800-899-1265.
Applications should be addressed to:
- Secretary of the Commission
Canada Energy Regulator
517 Tenth Avenue S.W.
Calgary, AB T2R 0A8
Applications may be filed with the CER by mail, courier or by facsimile by calling the toll free number at 1-877-288-8803.
A copy of the application must also be sent to the pipeline company so that it can review the information and forward any comments it may have to you and the CER.
Transitional Provisions
Section 15 – Construction or excavation, crossings
Construction or excavation
15 (1) Any leave granted by the National Energy Board prior to June 19, 2016 to construct a facility across, on, along or under a pipeline or to excavate using power-operated equipment or explosives within 30 m of a pipeline under subsection 112(1) of the National Energy Board Act, as it read immediately prior to that date, expires on the date set out in the leave, but if there is no date set out in the leave it expires two years after the day on which the leave was granted.
Crossing
(2) Any leave granted by the pipeline company prior to June 19, 2016 to operate a vehicle or mobile equipment across a pipeline under subsection 112(2) of the National Energy Board Act as it read prior to that date, expires on the date set out in the leave granted by the pipeline company.
Guidance
Permissions for construction of a facility, excavations or crossings that were in place prior to the Pipeline Safety Act amendments to the National Energy Board Act that came into force on 19 June 2016, expire on the date set out in the permission granted by the pipeline company. With respect to permissions for construction or excavation, if no date is noted in the permission for excavation or construction, it expires two years after the day on which it was granted.
Section 16 – Construction or installation of facility
16 The construction or installation of a facility in respect of which a person has obtained written permission under paragraph 4(b) of the National Energy Board Pipeline Crossing Regulations, Part I prior to June 2016 is authorized under subsection 112(1) of the National Energy Board Act, as it reads on June 19, 2016, and the measures to be taken in relation to that construction or installation are those set out in paragraphs 4(a) to (m) of those Regulations as they read immediately before the day on which these Regulations come into force.
Guidance
Permissions for construction or installation of a facility that were in place prior to the Pipeline Safety Act amendments to the NEB Act and the DPRs which came into force on 19 June 2016, continue to be valid. The construction or installation of the facility must comply with the applicable measures set out in the National Energy Board Pipeline Crossing Regulations, Part I.
Section 17 – Excavation
17 An excavation in respect of which a person has obtained the pipeline company’s written permission under paragraph 6(b) of the National Energy Board Pipeline Crossing Regulations, Part I prior to June 19, 2016 is an authorized ground disturbance under subsection 112(1) of the National Energy Board Act, as it reads on June 19, 2016, and the measures to be taken in relation to the excavation are those set out in section 6 of those Regulations as it read immediately before the day on which these Regulations come into force.
Guidance
Permissions for excavations that were in place prior to the Pipeline Safety Act amendments to the NEB Act and the DPRs which came into force on 19 June 2016, continue to be valid. The excavation must comply with the applicable measures set out in the National Energy Board Pipeline Crossing Regulations, Part I.
Part II – Canadian Energy Regulator Pipeline Damage Prevention Regulations – Obligations of Pipeline Companies
Interpretation
Section 1 – Definitions
1 The following definitions apply in these Regulations.
authorization means the authorization referred to in subsection 335(1) or paragraph 335(2)(a) of the Canadian Energy Regulator Act. (autorisation)
facility means any structure, highway, private road, railway, irrigation ditch, drain, drainage system, sewer, dike, telephone line, telegraph line, telecommunication line, line for the transmission of electricity or pipe for the transmission of hydrocarbons or any other substance. (installation)
pipe means a pipe that is part of a pipeline and that is used or is to be used for the transmission of hydrocarbons or any other commodity. (conduite)
prescribed area has the meaning assigned by section 2 of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations. (zone réglementaire)
working day means any day that is not a Saturday or a Sunday or other holiday. (jour ouvrable)
Guidance
Authorization
The person that intends to construct a facility across, on, along or under a pipeline, conduct an activity causing a ground disturbance in the prescribed area or to cross the pipeline with a vehicle or mobile equipment must meet the requirements outlined in the DPR – Authorizations or file an application for authorization with the Regulator in accordance with section 14 of the DPR – Authorizations.
Facility
Guidance is provided in Part I.
Pipe
Guidance is provided in Part I.
Prescribed Area
Section 2 of the DPR – Authorizations describes the prescribed area, which extends thirty (30) metres perpendicularly in both directions from the centreline of a pipe. Further guidance is provided in Part I.
Working day
Guidance is provided in Part I.
One-Call Centre
Section 2
Obligation to be a member
2 (1) If a pipeline company operates a pipeline within a geographical area where a one-call centre exists, the pipeline company must be a member of that centre.
One-call centre
(2) A one-call centre is an organization that, for the purposes of protecting the underground infrastructures of its members from damage and ensuring public safety,
- (a) receives locate requests from within a defined geographical area; and
- (b) notifies its members that may be affected by any proposed construction or any proposed activity that would cause a ground disturbance and that are the subject of a locate request of that construction or activity.
Guidance
Pipeline companies are required to be a member of a one-call centre where one exists. One-call centres provide a single point of contact for receiving notices of intent to conduct ground disturbance activities and locate requests, and to notify affected owners and operators of underground infrastructure.
As stated in the CCGA’s Underground Infrastructure Damage Prevention – Best Practices, one-call centres promote the need to “Call or Click Before You Dig” to:
- enhance awareness of responsibilities to safeguard workers and the public;
- protect the integrity of buried infrastructure; and
- foster a cooperative approach between the owners of buried facilities and the digging community toward the prevention of damage to buried facilities.
In addition to providing notifications regarding proposed activity that may affect buried infrastructure, typical one-call centre activities include:
- maintaining a database of active members of the digging community;
- participating in local damage prevention or facility location and coordination committees;
- participation at safety meetings;
- contractor awareness programs; and
- distribution of education material describing how one-call systems works.
For further information on one-call centres, pipeline companies may refer to the CCGA’s Underground Infrastructure Damage Prevention – Best Practices. Copies may be downloaded from their website. The national portal for one-call centres is Click Before You Dig. A list of one-call centres is found in Appendix 2.
Consent
Section 3
Inform person of decision
3 (1) If a pipeline company receives a request for the written consent referred to in paragraph 7(1)(a) or 10(1)(a) or section 12 of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations, the pipeline company must, within 10 working days after receiving the request, inform the person that made the request whether the consent has been granted or refused and, in the case of a refusal, the reasons for the refusal.
Contents of consent
(2) When a person makes a request to the pipeline company for the written consent referred to in paragraph 7(1)(a) or 10(1)(a) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations that contains the technical and other information that enable the pipeline company to determine whether the construction or activity would impair the pipeline’s safety and security, the pipeline company may grant its consent subject to any conditions necessary for the protection of property and the environment, the safety and security of the public and of the company’s employees or the pipeline’s safety and security.
Amendment or addition of conditions
(3) At any time during the construction of a facility or the activity that causes a ground disturbance, the pipeline company may add conditions or amend the conditions referred to in subsection (2) if it determines that additions or amendments are necessary to ensure the pipeline’s safety and security.
Guidance
A person that intends to construct of a facility near a pipeline, engage in an activity causing a ground disturbance in the prescribed area or to operate a vehicle or mobile equipment across a pipeline is required to contact the pipeline company to obtain written consent. The pipeline company must be provided with the opportunity to:
- assess the impact of the proposed activity;
- locate its pipeline or associated facilities;
- place surface markings indicating the location of the pipeline or associated facilities; and
- take whatever steps necessary to ensure that its pipeline is protected from damage.
The pipeline company has 10 working days to inform a person requesting consent to construct a facility near a pipeline, undertake a ground disturbance in the prescribed area, or operate a vehicle or mobile equipment across a pipeline whether it consents to the construction, activity or operation.
If the pipeline company refuses consent, it must provide the person making the request with the reasons for its denial.
Contents of consent
The pipeline company may grant consent for construction or ground disturbance activities subject to any conditions necessary for the protection of property and the environment, the safety and security of the public and of the company’s employees or the pipeline’s safety and security.
At any time during the construction of a facility or the activity that causes a ground disturbance, the pipeline company may add conditions or amend the conditions in the original consent if it determines that additions or amendments are necessary to ensure the pipeline’s safety and security.
Obligation to Provide Information
Section 4 – Information – application for authorization
4 If a person that intends to construct a facility across, on, along or under a pipeline, engage in an activity that would cause a ground disturbance within the prescribed area of a pipeline or operate a vehicle or mobile equipment across a pipeline has made a request to the pipeline company for the information that is necessary to make an application to the Regulator for authorization, the pipeline company must, within 10 working days after receiving the request, give the person all the information, and provide all reasonable assistance, that is necessary to prepare the application.
Guidance
The pipeline company must, within 10 working days, provide all necessary information related to the pipeline in the area of the planned facility construction, ground disturbance activity or vehicle crossing, and provide all reasonable assistance to prepare the application.
Section 5 – Comments by pipeline company
5 If a pipeline company receives a copy of an application for authorization that has been filed with the Regulator, the pipeline company must, within 10 working days after receiving the copy of the application, send to the Regulator its comments on the application.
Guidance
Comments from the pipeline company must be filed with the Regulator within 10 working days after receiving a copy of the application, and are considered in the decision making process on the application.
Obligations Following Request to Locate
Section 6
Timeline
6 (1) Subject to subsection (2), if a pipeline company receives a request to locate its pipes from a person that intends to construct a facility across, on, along or under a pipeline or engage in an activity that would cause a ground disturbance within the prescribed area, the pipeline company must, within three working days after the day on which the request is made, or any longer period agreed to by the pipeline company and that person,
- (a) inform the person, in writing, of safety practices to be followed while working in the vicinity of its pipes and, in case of a ground disturbance, within the prescribed area;
- (b) mark the location of its pipes in the vicinity of the proposed facility or the prescribed area at maximum intervals of 10 m along each pipe using markings that are clearly visible and distinct from any other markings that may be in the vicinity of the proposed facility or the prescribed area; and
- (c) provide information to the person that clearly explains the significance of the markings.
Markings
(2) The markings must be consistent with the standards for locating a pipeline that are set out in the pipeline company’s damage prevention program.
Guidance
The pipeline company must respond to a request for a locate within 3 working days after the day the request was made, or any longer period agreed to by the pipeline company and that person. Following a locate request, the pipeline company must:
- provide written safety practices to be followed while working in the vicinity of its pipes, and, in case of a ground disturbance, within the prescribed area;
- mark the location of its pipes within the vicinity of the proposed facility or the prescribed area at maximum intervals of 10 m along each pipe using markings that are clearly visible and distinct from any other markings that may be in the vicinity of the proposed facility or the prescribed area; and
- provide information to the person that clearly explains the significance of the markings.
Surface Markings
Companies should identify and mark continuously or at regular intervals, and must mark at a maximum of 10 metre intervals, the horizontal alignment of their buried facilities using combinations of colour coded surface marks, temporary stakes or flagging. Where possible, markings should indicate the name, initials or logo of the pipeline company that owns or operates the line.
Stakes or markings may disappear or be displaced. Where delays occur beyond the specified period stated in the locate report or where the locate markings become unclear, a new locate must be requested by the person undertaking the construction or activity.
If the surface over the pipe or facilities is to be removed or excavated, supplemental offset markings should be used to clearly indicate the horizontal alignment of the pipe or facilities as determined through the locate.
The colours used to temporarily mark the horizontal alignment of underground facilities should be consistent with the Canadian Common Ground Alliance (CCGA) Best Practice, section 3-3 Colour Code.
Obligations Respecting Certain Locations
Section 7 – Agricultural activity
7 Even if the condition set out in paragraph 13(1)(a) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations is met, when the operation of vehicles or mobile equipment across a pipeline at specific locations for the purposes of performing an agricultural activity could impair the pipeline’s safety or security, the pipeline company must identify those locations and notify the following persons in writing of those locations:
- (a) landowners of the specific locations in question; and
- (b) persons that are engaged in agricultural activities, rent or lease the land or work as service providers or employees at the specific locations in question.
Guidance
Pipeline companies are required to identify areas where operating vehicles or equipment across the pipeline for the purposes of performing an agricultural activity could impair the safety or security of the pipe. Agricultural activity means the production of crops and the raising of animals and includes tillage, plowing, disking, harrowing and pasturing, but does not include the construction of new buildings or impervious areas or the placement of footings, foundations, pilings or posts, including fence posts (DPR – Authorizations, subsection 13(2)).
The pipeline company’s management system required to be implemented under the OPR must include processes for hazard identification. Periodic depth of cover surveys and surveillance and monitoring of the pipeline for conditions and activities that reduce the depth of cover over the pipeline are required as part of the damage prevention program within the company`s management system.
In the specific locations identified by the pipeline company where the operation of vehicles or mobile equipment across the pipeline for the purposes of performing an agricultural activity could impair the safety or security of the pipe, the company is required to provide written notification of those specific locations to the landowners, as well as persons renting or leasing the land. This requirement is for the safety of all involved.
Inspections
Section 8 – Inspections and field observations
8 The pipeline company must
- (a) carry out any inspections that are necessary to ensure the pipeline’s continued safety and security during an activity that causes a ground disturbance within the prescribed area;
- (b) inspect all exposed pipe prior to any backfilling over a pipe to ensure that no damage to the pipe has occurred; and
(c) in respect of any inspection carried out under paragraphs (a) and (b), make field observations relating to
- (i) if a pipe was exposed, the clearance between the pipe and the facility and the condition of the pipe at the time of backfilling over the pipe,
- (ii) the compliance with the measures set out in the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations,
- (iii) the method used to engage in the activity that caused a ground disturbance, and
- (iv) the occurrence of any unusual events that are related to the construction or activity and that may have had an effect on the pipeline’s safety or security.
Guidance
The pipeline company must carry out inspections as necessary to ensure the continued safe operation of the pipeline while ground disturbance activities are occurring. Inspections may include:
- witnessing and providing guidance for the exposure of the pipe;
- inspecting any supports or devices used to protect the pipe from damage;
- inspecting the condition of the pipe prior to backfilling; and
- witnessing backfill operations over the pipe until the amount of backfill is sufficient to prevent accidental contact damage to the pipe.
Backfill should not include material that could damage the pipe.
Field observations in made in the course of these inspections must be recorded by the pipeline company. Further requirements for records related to inspections are located in paragraph 12(2)(f) of DPR – Obligations of Pipeline Companies.
Section 9
Deterioration – notify facility owner
- 9 (1) If the pipeline company detects any deterioration of a facility that might adversely affect a pipe, the pipeline company must notify the facility’s owner in writing.
Deterioration – notify Regulator
- (2) If the pipeline company detects any deterioration of a facility that would so impair the safety or security of the pipe as to warrant removal of the facility, the pipeline company must notify the Regulator in writing.
Guidance
When the pipeline company is conducting surveillance, monitoring or integrity activities and it finds that the condition of a facility constructed in the vicinity of their pipe, which includes any facility placed on the pipeline, has deteriorated to a point where it could adversely affect the pipe, they must notify the owner of the facility in writing of the deterioration.
If the facility has deteriorated to the point where removal is required to maintain the safety and security of the pipe, the pipeline company must notify the CER in writing.
Suspension
Section 10
Grounds
10 (1) The pipeline company may suspend the consent that it granted to construct a facility or to engage in an activity that causes a ground disturbance within the prescribed area if
- (a) the person carrying out the construction of a facility does not comply with the technical details and the conditions referred to in paragraph 7(3)(a) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations or the instructions referred to in paragraph 7(3)(c) of those Regulations;
- (b) the person engaging in an activity that causes the ground disturbance does not comply with the technical details and the conditions referred to in paragraph 10(3)(a) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations or the instructions referred to in paragraph 10(3)(d) of those Regulations; or
- (c) work practices might impair the pipeline’s safety or security.
Notify Regulator
(2) If a pipeline company suspends its consent pursuant to subsection (1), it must immediately notify the Regulator in writing of the suspension and give its reasons for the suspension.
Guidance
The pipeline company may suspend the consent that it granted to construct a facility near the pipeline or to engage in an activity that causes a ground disturbance within the prescribed area if:
- the person does not comply with the technical details and the conditions in the consent granted by the pipeline company;
- the person does not comply with the instructions of the pipeline company’s field representative; or
- work practices might impair the pipeline’s safety or security.
If the pipeline company suspends consent, the CER must be notified immediately of the suspension, and of the reasons for the suspension (via the OERS).
Any work done when the consent is suspended is unauthorized and is reportable to the CER under section 11 of the DPR – Obligations of Pipeline Companies and subject to compliance and enforcement measures, which may include administrative monetary penalties or prosecution.
Obligation to Report
Section 11
Report to Regulator
11 (1) The pipeline company must immediately report to the Regulator
- (a) every contravention of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations;
- (b) all damage to its pipe caused or identified during the construction of a facility across, on, along or under a pipeline, the operation, maintenance or removal of a facility, an activity that caused a ground disturbance within the prescribed area or the operation of vehicles or mobile equipment across the pipeline; and
- (c) any activity related to the construction of a facility across, on, along or under a pipeline, an activity that caused a ground disturbance within the prescribed area or the operation of vehicles or mobile equipment across a pipeline that the pipeline company considers could impair the safety or security of the pipe.
Contents of report
(2) The report must include the following information:
- (a) details of any contravention or of any damage, including, in the case of damage, the cause and nature of the damage;
- (b) any concerns that the pipeline company may have regarding the pipeline’s safety or security as a result of the construction of the facility, the activity that caused a ground disturbance or the operation of vehicles or mobile equipment across the pipeline; and
- (c) any action the pipeline company intends to take or request.
Guidance
The pipeline company must report any contravention of the DPRs to the CER immediately using the Online Event Reporting System(OERS).
This includes unauthorized activities such as:
- construction of a facility in the vicinity of the pipe without consent of the pipeline company or Commission authorization;
- an activity causing a ground disturbance in the prescribed area without consent of the pipeline company or Commission authorization;
- crossing the pipeline with a vehicle or mobile equipment without the consent of the pipeline or without meeting the requirements in section 13 of the DPR – Authorizations;
- work has been done in a manner that does not comply with the measures outlined in the DPR – Authorizations;
- work has been done in a manner that does not comply with the conditions of the pipeline company’s written consent; and
- work has continued when consent has been suspended.
Damage to the pipe or its coating, regardless of whether there was a release of product or not, must be reported to the CER via the OERS.
The pipeline company must also report to the Regulator activities related to facility construction near a pipeline, ground disturbance within the prescribed area or vehicle crossings that could impair the safety or security of the pipe.
Reporting system
The CER has developed a web-based Online Event Reporting System (OERS) that regulated companies are required to use to report events under the regulations administered by the CER. The OERS guides the reporter through the reporting process, and asks for all of the required information. Additional details and reporting requirements can be found in the CER Event Reporting Guidelines.
For reporting requirements in the DPRs, pipeline companies are required to provide:
- details of any contravention or of any damage, including, in the case of damage, the cause and nature of the damage;
- any concerns that the pipeline company may have regarding the pipeline’s safety or security as a result of the construction of the facility, the ground disturbance activity or the operation of vehicles or mobile equipment, and any action the pipeline company intends to take or request.
Records
Section 12
Facilities and ground disturbances
12 (1) The pipeline company must keep a record of all construction of facilities across, on, along or under a pipeline and of all activities that cause a ground disturbance within the prescribed area for the life of the pipeline.
Content of records
(2) The records must include, for each facility or each activity that causes a ground disturbance, as the case may be,
- (a) the name and address of the person that carries out the construction or engages in an activity that causes a ground disturbance;
- (b) the nature and location of the facility or the activity that causes a ground disturbance;
- (c) the dates of commencement and termination of the construction of the facility or the activity that causes a ground disturbance;
- (d) a description of the proposed facility, submitted with the request for the consent;
- (e) a copy of the pipeline company’s written consent;
- (f) in respect of the inspections referred to in paragraphs 8(a) and (b), all findings and observations, including
- (i) the name of the person that conducted the inspection,
- (ii) the date and time of the inspection, and
- (iii) any field observations referred to in paragraph 8(c);
- (g) a statement of whether the person that carried out the construction or the person that engaged in an activity that caused a ground disturbance has complied with the measures set out in the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations; and
- (h) the details of any abandonment, removal or alteration of the facility.
Consent – crossings
(3) The pipeline company must keep a record that contains a copy of the written consents granted by the pipeline company for the purposes of section 12 of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations for the life of the pipeline or, if there is an expiry date set out in the consent, for a period of 12 months from the day on which the consent expires.
Locations
(4) The pipeline company must keep a record of the locations that are identified under section 7.
Guidance
This section details the various records that pipeline companies must keep for each facility in relation to the DPRs, as well as the content of those records.
For each facility construction near a pipeline and ground disturbance within the prescribed area, and that for the life of the pipeline, records requirements include (as the case may be):
- information about the person and the activity or facility, as well as commencement and termination dates;
- a copy of all written consents issued by the pipeline company;
- field observations and other findings made in the course of pipeline company inspections, name of the person who conducted the inspection and the date and time of the inspection;
- a statement of whether the person has complied with the measures set out in the DPR – Authorizations; and
- the details of any abandonment, removal or alteration of the facility.
For vehicle and mobile equipment crossings, the pipeline company must keep a copy of written consents granted, for the life of the pipeline or for a period of 12 months from the day on which the consent expires (as applicable).
Section 13 – Duty to make records available
13 Every pipeline company that is required by these Regulations to keep records must make the records, and all other materials necessary to verify the information in those records, available to officers of the Regulator and other persons authorized by the Regulator for that purpose and must give the Regulator and other authorized persons any assistance necessary to inspect the records.
Guidance
The CER or the officers of the CER may request records and other materials necessary to verify the information in the records for compliance verification. The pipeline companies must make the records and information available and provide any assistance necessary.
Section 14 – Lists
14 On the request of the Regulator, the pipeline company must provide the Regulator with
- (a) a list of every written consent granted for the purposes of section 12 of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations;
- (b) a list of every written consent granted by the pipeline company with respect to the construction of a facility or an activity that causes a ground disturbance and the information referred to in paragraphs 12(2)(a) to (c) with respect to the consent; and
- (c) a list of every permission granted by the pipeline company for the purposes of the National Energy Board Pipeline Crossing Regulations, Part I and the information referred to in paragraphs 11(2)(a) to (c) of the National Energy Board Pipeline Crossing Regulations, Part II with respect to the permission.
Guidance
When requested by the CER, the pipeline company must provide a list of written consents granted for:
- the construction of a facility on, along, across or under a pipeline;
- ground disturbance activities in the prescribed area; and
- crossings of the pipeline with a vehicle or mobile equipment.
With respect to the lists related to the construction of facilities and ground disturbance activities, the lists must include:
- the name and address of the person that carries out the facility or activity;
- the nature and location of the facility or activity;
- the dates of commencement and termination of the construction of the facility or the ground disturbance activity.
Similar information must be provided in relation to every permission granted by the pipeline company under the National Energy Board Pipeline Crossing Regulations, Part II
Guidelines
Section 15 – Requests for consent
15 Every pipeline company must develop and maintain detailed guidelines setting out the technical and other information to be included in the requests for the written consent referred to in paragraph 7(1)(a) or 10(1)(a) of the Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations and must make those guidelines public.
Guidance
The pipeline company must develop guidelines for persons requesting consent to construct a facility on, along, across or under a pipeline or to engage in an activity causing a ground disturbance. The guidelines should include the technical and other information required for the pipeline company to make a complete assessment of the request.
The pipeline company should make the guidelines readily available to the public by posting them on its website and having print copies available on request.
Damage Prevention Program
Section 16 – Minimum content
16 The damage prevention program that a pipeline company is required to develop, implement and maintain under section 47.2 of the Canadian Energy Regulator Onshore Pipeline Regulations must include
- (a) an ongoing public awareness program to inform the public
- (i) of the presence of a pipeline,
- (ii) on how to work safely near a pipeline,
- (iii) on how to report an unexpected situation related to a pipeline that could endanger life or cause substantial property or environmental damage that requires immediate action,
- (iv) on how to report any contact with a pipe or its coating, whether or not the pipe was damaged,
- (v) on how to report any damage to a pipe,
- (vi) of the services of a one-call centre if one exists within the relevant geographical area,
- (vii) on the necessity for authorization when constructing a facility across, on, along or under a pipeline, engaging in an activity that causes a ground disturbance within the prescribed area or operating vehicles or mobile equipment across a pipeline,
- (viii) of the information to be provided in a request for the consent to construct a facility across, on, along or under a pipeline, to engage in an activity that causes a ground disturbance within the prescribed area or to operate a vehicle or mobile equipment across a pipeline, and
- (ix) on the requirement to make a locate request and how to make a locate request in the relevant geographical area;
- (b) ongoing monitoring of any changes in the use of the land on which a pipeline is located and the land that is adjacent to that land;
- (c) ongoing monitoring of any change in the landowner of the land on which a pipeline is located;
- (d) a process to ensure a timely response to locate requests;
- (e) standards for locating a pipeline; and
- (f) a process for managing requests for the consent to construct a facility across, on, along or under a pipeline, to engage in an activity that causes a ground disturbance within the prescribed area or to operate a vehicle or mobile equipment across the pipeline.
Guidance
The OPR requires pipeline companies to develop, implement and maintain a damage prevention program that anticipates, prevents, manages and mitigates damage to their pipelines. A company’s management system specifically applies to the damage prevention program. For a damage prevention program to be systematic, comprehensive, explicit and proactive, it must include the management system elements referenced in section 6.5 of the OPR.
Damage prevention programs are closely tied to the emergency management requirements in the OPR. Specifically, sections 32 through 35 of the OPR contain requirements for pipeline companies with respect to an emergency management program, emergency preparedness and response, continuing education and liaison, and section 39 requires a surveillance and monitoring program. These requirements should form part of a company’s damage prevention program.
Although the content of damage prevention programs may vary according to the operations of individual companies, a company’s damage prevention program must include: a public awareness program to inform the public; monitoring of land use and ownership; a process for responding to locate requests; standards for locating a pipe; and processes for managing requests for consent for constructing a facility, conducting a ground disturbance activity, and operating vehicles and mobile equipment across the pipeline. Awareness of pipeline facilities relies heavily on the use of highly visible signage and markings; signage requirements for pipeline companies to mark their pipelines are contained in the OPR and in CSA Z662.
Public awareness program
A pipeline company’s public awareness program is vital to the continued safe operation of pipelines. An effective public awareness program should raise the awareness of the affected public and key stakeholders of the presence of pipelines in their communities. It should help the public understand how pipelines function and should also describe the public’s responsibilities to keep everyone safe.
To support the requirements in the regulations, a public awareness program should include:
- one-call centre information;
- description of the prescribed area;
- descriptions of activities within the prescribed area which require notification to the pipeline company, and authorization;
- general requirements of easement agreements pertaining to the continued safe operation of the pipeline;
- information on what activities have the potential to damage the pipeline;
- regulatory requirements, including those related to construction of facilities, ground disturbance activities and operation of vehicles or mobile equipment;
- illustrations and descriptions of pipeline markers;
- an explanation of signage used for the pipeline;
- guidance on the types of activities and events that should be reported to the pipeline company;
- guidelines for written requests for construction of facilities, ground disturbance activities and crossings;
- information regarding emergency response and emergency contacts; and
- the location and general physical attributes (size, material, content, pressure, etc.) of the pipeline.
The variety of audiences should be considered when developing and implementing the public awareness program. The frequency of engagement should be sufficient to ensure that the audience is aware of the presence of the pipeline and the content of the public awareness program. The public awareness program should include provisions for quick communication of essential information to target audiences.
In order to meet the requirements for a public awareness program, pipeline companies are encouraged to become members of damage prevention organizations where they exist along their pipeline. To inform the public on an ongoing basis of the presence of a pipeline and how to work safely near a pipeline, pipeline companies can be involved in planning and land development processes within the areas in which they operate a pipeline.
In order to be effective, a company’s public awareness program must be up to date and accurate. The effectiveness of company’s public awareness program should be periodically evaluated as part of the company’s management system. The OPR requires that companies audit their management system programs, including damage prevention programs, with a maximum interval of three years.
Ongoing monitoring of land use and ownership
Pipeline companies must monitor land use and ownership on an ongoing basis; this can be done through:
- establishing and maintaining line lists;
- maintaining up to date information on the ownership of the land; and
- establishing a process to monitor land use changes.
The ongoing monitoring of changes in the use of the land on which a pipeline is located and the adjacent land is required in order for a company to effectively identify hazards and manage the risks related to pipeline damage prevention over time.
The OPR requires that pipeline companies have surveillance and monitoring programs for their pipeline. This program should be designed to detect potentially damaging activities that occur on or near pipelines. The frequency of surveillance and monitoring should be proportional to the risk posed in the area (e.g. urban areas, populated centres, frequent ground disturbances, etc.). For more information on surveillance and monitoring refer to the OPR and related Guidance Notes on the CER website.
Process for ensuring timely response to locate requests
Pipeline companies must be a member of a one-call centre in the area where they operate pipelines and where one exists. Pipeline companies must respond to locate requests within 3 working days and have a process for ensuring that locate requests can be responded to within the required time period.
Standards for locating a pipeline
Pipeline companies’ damage prevention programs must contain standards for locating a pipeline. The standards should include at a minimum:
- the required qualifications and competencies for locators;
- the type and quantity of surface markings to be used;
- the procedures for establishing the depth of cover over the pipe; and
- the identification information to be given to locators.
Managing requests for consent
Pipeline companies must develop a process for managing requests for the consent to construct a facility near a pipeline, to conduct a ground disturbance activity, and to operate a vehicle or mobile equipment across a pipeline. The process should include guidelines and service standards for processing requests consistently and efficiently, and should provide clear expectations for the public. The process and related guidelines can include:
- the information required from the person making the request;
- how the requests will be handled by the company;
- the form that consent will take;
- the options available in the event that consent is denied;
- permitted and restricted practices or equipment; and
- situations where a general consent may be appropriate such as a category or grouping of activities such as farming practices within a defined area or the movement of recreational vehicles such as snowmobiles, all-terrain vehicles, and motorcycles.
Transitional Provisions
Section 17 – Section 11 – former Regulations
17 Section 11 of the National Energy Board Pipeline Crossing Regulations, Part II, as it read immediately before the day on which these Regulations come into force, continues to apply to any person to which that section applied.
Guidance
The requirement for pipeline companies to maintain records for all construction or installation of facilities and all excavations for the useful life of the pipeline that were documented prior to when the amendments to the NEB Act and the DPRs came into force on 19 June 2016, continues to be in place.
Section 18 – Section 14 – former Regulations
18 Section 14 of the National Energy Board Pipeline Crossing Regulations, Part II, as it read immediately before the day on which these Regulations come into force, continues to apply with respect to the permissions referred to in sections 15 and 16 of Canadian Energy Regulator Pipeline Damage Prevention Regulations – Authorizations.
Guidance
The suspensions that were in place with respect to permissions for constructing or installing a facility, or to excavate, immediately prior to when the Pipeline Safety Act amendments to the NEB Act and the DPRs came into force on June 19, 2016, continue to be in place.
Appendix 1 – Safety Checklist
SAFETY CHECKLIST when planning activities near a pipeline:
- Plan your activity – Identify the precise location of your work, check records for evidence of pipeline easements or other buried facilities.
- Go to the site and look for pipeline warning signs or pipeline marker posts.
- Contact the pipeline company and obtain a copy of the pipeline company’s guidelines for constructing a facility, conducting activities causing a ground disturbance, or crossings in the vicinity of a pipeline.
- Obtain the pipeline company’s written consent for the construction of facilities across, on, along or under a pipeline, conducting activities causing a ground disturbance in the prescribed area, or crossing a pipeline with a vehicle or mobile equipment.
- Make a locate request at least three working days before the day on which the construction or ground disturbance activity is started, by calling the one-call centre, or by calling the pipeline company where there is no one-call centre, to have the pipe located and marked.
- Be on site when the pipeline is located, and know the meaning of the pipeline markings.
- Review CER requirements with all persons working on your behalf, including employees, contractors and subcontractors, to ensure they are aware of their obligations. Keep documents with safety requirements and guidance on site.
- Expose the pipe by hand digging or other acceptable excavation techniques accepted by the pipeline company prior to any mechanical excavation within three metres of the pipe. Follow the instructions of the pipeline company’s authorized field representative.
- Notify the pipeline company prior to backfilling over the pipe or facilities, where the pipe or facilities have been exposed.Follow the instructions of the pipeline company’s authorized field representative.
- IMMEDIATELY NOTIFY THE PIPELINE COMPANY IF YOU COME INTO CONTACT WITH THE PIPE! A small scratch or dent in the pipe’s coating can impact the long term safety of the line and must be assessed by the pipeline company.
Appendix 2 – One-Call Centres
Anyone undertaking construction of a facility or ground disturbance activity is required to contact the one-call centre to arrange to have the pipeline located. Where a one-call centre does not exist, persons requiring a locate must contact the pipeline company directly.
The following provides information on one-call centres within Canada:
National web portal for one-call centres in Canada: Click Before You Dig
This portal will also tell you where you have to contact the pipeline companies directly.
British Columbia |
Ontario |
Alberta |
Québec |
Saskatchewan |
Atlantic Canada |
Manitoba |
|
Contact the pipeline company directly if there is not a one-call centre in your area. |
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